α β γ Σα = −b/a Σαβ = c/a αβγ = −d/a Vieta's Formulae x y

Roots of Polynomial
Equations

Vieta's formulae, symmetric functions, Newton's identities, and substitution to form new equations — the algebra of roots.

🎯 Cambridge 9231 P1 📐 Section 1.1 ⭐ Degrees 2, 3 & 4 ⏱ ~90 min
1.1 Lesson

1. Vieta's Formulae — Roots and Coefficients

For any polynomial equation, there are elegant relationships between its roots and its coefficients. These are called Vieta's formulae. They are the foundation of everything in this topic.

Degree Equation (a ≠ 0) Roots Sum of Roots (Σα) Sum of Products in Pairs (Σαβ) Product (αβγ…)
2 ax² + bx + c = 0 α, β α + β = −b/a αβ = c/a αβ = c/a
3 ax³ + bx² + cx + d = 0 α, β, γ α+β+γ = −b/a αβ+βγ+γα = c/a αβγ = −d/a
4 ax⁴+bx³+cx²+dx+e = 0 α,β,γ,δ Σα = −b/a Σαβ = c/a αβγδ = e/a
⭐ The Sign Pattern — Never Forget

The signs alternate starting from the coefficient of the next-highest term. For ax³+bx²+cx+d = 0:

Σα= −b/aminus sign
Σαβ= +c/aplus sign
αβγ= −d/aminus sign

The pattern: −, +, −, + … for coefficients b, c, d, e divided by a.

The Quartic — Extra Relation

For ax⁴+bx³+cx²+dx+e = 0 with roots α, β, γ, δ, there is an additional symmetric function:

Σα= −b/a
Σαβ= c/asum of products in pairs
Σαβγ= −d/asum of products in triples
αβγδ= e/aproduct of all four

2. Symmetric Functions — Key Results

A symmetric function of the roots is any expression that is unchanged when any two roots are swapped. Vieta's formulae give us the elementary symmetric functions — all others can be built from them.

For a Cubic — Building Useful Expressions

Given α + β + γ = p, αβ + βγ + γα = q, αβγ = r, we can derive:

Sum of squares Σα² = (Σα)² − 2(Σαβ)
= p² − 2q
Sum of cubes Σα³ = (Σα)³ − 3(Σα)(Σαβ) + 3αβγ
= p³ − 3pq + 3r
Sum of reciprocals Σ(1/α) = (βγ+γα+αβ)/(αβγ)
= q/r
Sum of squares of pairs Σα²β² = (Σαβ)² − 2(Σα)(αβγ)
= q² − 2pr
Squares minus cross Σα²β = (Σα)(Σαβ) − 3αβγ
= pq − 3r
Reciprocal squares Σ(1/α²) = (Σα²β²)/(αβγ)²
= (q²−2pr)/r²
💡 The Key Identity

The most used identity in this topic is:

(α + β + γ)² = α² + β² + γ² + 2(αβ + βγ + γα)

⟹ Σα² = (Σα)² − 2(Σαβ). This works for any number of roots — a fundamental algebraic identity.

3. Newton's Power Sums

For higher powers, Newton's identities give a recursive method. Let S_n = αⁿ + βⁿ + γⁿ (power sum). For a cubic with Σα=p, Σαβ=q, αβγ=r:

📐 Newton's Identities (Cubic)
S₁= p
S₂= S₁·p − 2q = p² − 2q
S₃= S₂·p − S₁·q + 3r = p³ − 3pq + 3r
S₄= S₃·p − S₂·q + S₁·r
Sₙ= Sₙ₋₁·p − Sₙ₋₂·q + Sₙ₋₃·r   (for n ≥ 4)

4. Substitution — Forming New Equations

Given an equation with roots α, β, γ, we can find an equation whose roots are some function of α, β, γ — such as 2α, 1/α, α², α+1, etc.

⭐ The Substitution Method

If the new roots are y = f(α), express x in terms of y (i.e. find x = g(y)), then substitute x = g(y) into the original equation. The result, simplified, gives the new equation in y.

Common Substitutions — No Hints Given in Exam

New roots Substitution (x in terms of y) Note
kα (scaled) x = y/k No hint given
1/α (reciprocal) x = 1/y No hint given
α² (square) x = √y  (or x² = y) No hint given
α + k (shift) x = y − k No hint given
α − k x = y + k No hint given
(aα + b) x = (y − b)/a General linear
⚠ Common Mistake

Students often confuse which direction to substitute. Remember: if the new root is y = 1/α, you need α = 1/y, so substitute x = 1/y into the original. Always express x in terms of y, not the other way around.

5. Finding Unknown Coefficients

If some information about the roots is given (e.g. one root, or the sum of squares of the roots), Vieta's formulae let us recover the unknown coefficients of the polynomial.

📐 Strategy
  • Write down Vieta's formulae for the polynomial.
  • Substitute the given information to form equations in the unknowns.
  • Solve the system — often one substitution reduces to a simple equation.
  • Always verify by checking all Vieta's conditions hold.
Example 1 Quadratic — Symmetric Functions ★☆☆ Standard
The roots of the equation 2x² − 5x + 3 = 0 are α and β. Without solving the equation, find the values of (a) α + β and αβ, (b) α² + β², (c) α³ + β³, (d) 1/α + 1/β.
1
Vieta's formulae (divide through by a = 2)
α + β= 5/2
αβ= 3/2
2
Part (b) — Sum of squares
α² + β²= (α+β)² − 2αβ = (5/2)² − 2(3/2) = 25/4 − 3 = 13/4
3
Part (c) — Sum of cubes (factor method)
α³ + β³= (α+β)(α²−αβ+β²) = (α+β)[(α²+β²) − αβ]
= (5/2)[13/4 − 3/2] = (5/2)(7/4) = 35/8
4
Part (d) — Sum of reciprocals
1/α + 1/β= (α + β) / (αβ) = (5/2) / (3/2) = 5/3
Example 2 Cubic — Unknown Coefficient ★★☆ Challenging
The cubic equation x³ − 6x² + kx − 4 = 0 has roots α, β, γ. Given that α² + β² + γ² = 20, find the value of k, and hence find the value of α³ + β³ + γ³.
1
Vieta's formulae (a = 1)
Σα= 6
Σαβ= k
αβγ= 4
2
Use Σα² = (Σα)² − 2(Σαβ) to find k
20= 6² − 2k = 36 − 2k
2k= 16 → k = 8
3
Find Σα³ using Newton's identity S₃ = p³ − 3pq + 3r
Σα³= 6³ − 3(6)(8) + 3(4)
= 216 − 144 + 12 = 84
Example 3 Substitution — Reciprocal Roots ★★☆ Challenging
The equation 2x³ − 3x² + x − 5 = 0 has roots α, β, γ. Find an equation whose roots are 1/α, 1/β, 1/γ.
1
Set up substitution: new root y = 1/x, so x = 1/y

Substitute x = 1/y into the original equation:

2(1/y)³ − 3(1/y)² + (1/y) − 5 = 0
2/y³ − 3/y² + 1/y − 5 = 0
2
Multiply through by y³ to clear fractions
2 − 3y + y² − 5y³ = 0
−5y³ + y² − 3y + 2 = 0
5y³ − y² + 3y − 2 = 0multiply by −1
3
Verify using Vieta's formulae

For new equation 5y³ − y² + 3y − 2 = 0:

Σ(1/α)= 1/5should equal Σαβ / αβγ = (1/2)/(5/2) = 1/5 ✓
Σ(1/αβ)= 3/5should equal Σα / αβγ = (3/2)/(5/2) = 3/5 ✓
1/(αβγ)= 2/5should equal 1/αβγ = 2/5 ✓
Example 4 Quartic — Substitution and Symmetric Function ★★★ A* Level
The quartic equation x⁴ − 4x³ + x² + 6x − 3 = 0 has roots α, β, γ, δ. (a) Write down Σα, Σαβ, Σαβγ, αβγδ. (b) Find Σα². (c) Find an equation whose roots are (α−1), (β−1), (γ−1), (δ−1).
1
Part (a) — Vieta's formulae (a = 1)
Σα= 4
Σαβ= 1
Σαβγ= −6
αβγδ= −3
2
Part (b) — Σα²
Σα²= (Σα)² − 2(Σαβ) = 16 − 2 = 14
3
Part (c) — New roots (α−1): substitute x = y + 1
(y+1)⁴ − 4(y+1)³ + (y+1)² + 6(y+1) − 3 = 0

Expand each term carefully:

(y+1)⁴= y⁴ + 4y³ + 6y² + 4y + 1
−4(y+1)³= −4y³ − 12y² − 12y − 4
(y+1)²= y² + 2y + 1
6(y+1)= 6y + 6
−3= −3

Collect terms by power:

y⁴:1
y³:4 − 4 = 0
y²:6 − 12 + 1 = −5
y¹:4 − 12 + 2 + 6 = 0
y⁰:1 − 4 + 1 + 6 − 3 = 1
New equation:y⁴ − 5y² + 1 = 0

The zero coefficients of y³ and y make sense — shifting roots by 1 removes the linear and cubic terms here.

Interactive Root Explorer

Enter the coefficients of a cubic equation. The tool computes Vieta's formulae and key symmetric functions instantly — and draws the polynomial.

🔍 Cubic Root Analyser — ax³ + bx² + cx + d = 0

New Equation Builder

📊Quartic Vieta Calculator

Enter coefficients of a quartic ax⁴ + bx³ + cx² + dx + e = 0:

Σα = −b/a
Σαβ = c/a
Σαβγ = −d/a
αβγδ = e/a
Σα²
Σα³ (approx)
Σ(1/α)
Σ(1/α²)

Practice Questions

Question 1 — Quadratic Symmetric Functions
The roots of 3x² + 5x − 2 = 0 are α and β. Find, without solving the equation: (a) α + β and αβ, (b) α² + β², (c) α³ + β³, (d) α²β + αβ², (e) (α − β)².
Read off Vieta's: α+β = −5/3, αβ = −2/3. Then build each expression from these two values only. For (e), use (α−β)² = (α+β)² − 4αβ.
✓ Solution
(a) α+β= −5/3    αβ = −2/3
(b) α²+β²= (−5/3)² − 2(−2/3) = 25/9 + 4/3 = 25/9 + 12/9 = 37/9
(c) α³+β³= (α+β)(α²−αβ+β²) = (−5/3)(37/9 + 2/3) = (−5/3)(43/9) = −215/27
(d) α²β+αβ²= αβ(α+β) = (−2/3)(−5/3) = 10/9
(e) (α−β)²= (α+β)² − 4αβ = 25/9 + 8/3 = 25/9 + 24/9 = 49/9
Question 2 — Cubic with Unknown Coefficient
The equation x³ + px² − 7x + q = 0 has roots α, β, γ where αβ = −3 and α + β + γ = −2. (a) Find p and q. (b) Find the value of α² + β² + γ². (c) Find α³ + β³ + γ³.
From Vieta's: Σα = −p, Σαβ = −7, αβγ = −q. So p = −(Σα) = 2. For q: αβγ = αβ·γ = −3γ = −q. Need to find γ from the fact that αβγ = −q and αβ = −3. But also γ is determined by the polynomial — use the fact that γ is a root.
✓ Solution

From Vieta's: Σα = −p, Σαβ = −7, αβγ = −q.

(a) p= −(Σα) = −(−2) = 2
αβγ= αβ · γ = −3γ. Also αβγ = −q
Σαβ = −7:αβ + γ(α+β) = −7 → −3 + γ(−2−γ) = −7
−3 − 2γ − γ² = −7 → γ² + 2γ − 4 = 0 → γ = (−2 ± √20)/2 = −1 ± √5

Since the problem expects a unique answer, this suggests either a specific root is given or integer roots are expected. Let us verify with integer root γ = 1: Σαβ = αβ + γ(α+β) = −3 + 1·(−3) = −6 ≠ −7. Try γ = −3: −3 + (−3)(−2−(−3)) = −3 + (−3)(1) = −6 ≠ −7. Recheck — question as stated gives γ = −1 ± √5.

(b) Σα²= (Σα)² − 2(Σαβ) = 4 − 2(−7) = 4 + 14 = 18
(c) Σα³= p³ − 3pq + 3r where p=−2, q=−7, r=−q_coeff
= (−2)³ − 3(−2)(−7) + 3(−q) = −8 − 42 − 3q
Question 3 — Substitution: New Equation
The equation 2x³ − x² + 3x − 1 = 0 has roots α, β, γ. Find equations whose roots are: (a) 2α, 2β, 2γ, (b) α+2, β+2, γ+2, (c) α², β², γ² (state clearly what you do).
(a) y = 2x → x = y/2. Substitute into original. (b) y = x+2 → x = y−2. Substitute. (c) y = x² → x = √y. Substitute x = y^(1/2), then rearrange to remove the square root by squaring once.
✓ Solution

(a) New roots 2α: let y = 2x → x = y/2. Substitute:

2(y/2)³ − (y/2)² + 3(y/2) − 1 = 0
y³/4 − y²/4 + 3y/2 − 1 = 0
y³ − y² + 6y − 4 = 0 (×4)

(b) New roots α+2: let y = x+2 → x = y−2. Substitute:

2(y−2)³ − (y−2)² + 3(y−2) − 1 = 0
2(y−2)³= 2(y³−6y²+12y−8) = 2y³−12y²+24y−16
−(y−2)²= −y²+4y−4
3(y−2)= 3y−6
Sum:2y³ − 13y² + 31y − 27 = 0
Answer:2y³ − 13y² + 31y − 27 = 0

(c) New roots α²: let y = x² → x = ±√y. Since roots of cubic may be positive or negative, use: substitute x = √y into 2x³ − x² + 3x − 1 = 0:

2y√y − y + 3√y − 1 = 0
Rearrange:√y(2y + 3) = y + 1
Square both sides:y(2y+3)² = (y+1)²
y(4y²+12y+9) = y²+2y+1
4y³ + 11y² + 7y − 1 = 0
Question 4 — A* Quartic Symmetric Functions
The quartic equation x⁴ + 2x³ − 5x² + x + 3 = 0 has roots α, β, γ, δ. Find (a) Σα, Σαβ, Σαβγ, αβγδ, (b) Σα², (c) Σα³ using Newton's identity, (d) Σ(1/α) and Σ(1/α²).
Read Vieta's directly. For Σα², use (Σα)²−2Σαβ. For Σα³ (quartic): S₃ = S₂·(Σα) − S₁·(Σαβ) + (Σαβγ) (Newton's for quartic). For Σ(1/α) = Σαβγ / αβγδ. For Σ(1/α²) = [(Σ(1/α))² − 2·(Σ(1/αβ))] where Σ(1/αβ) = Σαβ/αβγδ... wait: Σ(1/αβ) = Σγδ/αβγδ = Σαβ/αβγδ = Σαβ/αβγδ... careful here.
✓ Solution
(a) Σα= −2, Σαβ = −5, Σαβγ = −1, αβγδ = 3
(b) Σα²= (Σα)² − 2Σαβ = 4 − 2(−5) = 4 + 10 = 14
(c) S₁=−2, S₂=14S₃ = S₂·(Σα) − S₁·(Σαβ) + (Σαβγ)
= 14(−2) − (−2)(−5) + (−1) = −28 − 10 − 1 = −39
(d) Σ(1/α)= Σαβγ / αβγδ = −1/3
Σ(1/αβ)= Σαβ / αβγδ = −5/3
Σ(1/α²)= (Σ(1/α))² − 2·Σ(1/αβ) = 1/9 − 2(−5/3) = 1/9 + 10/3 = 31/9

Formula Reference Sheet

Complete reference for Roots of Polynomial Equations — Cambridge 9231 P1, Section 1.1.

Quadratic ax²+bx+c=0 (roots α,β)
α+β = −b/a
αβ = c/a
α²+β² = (α+β)²−2αβ
α³+β³ = (α+β)³−3αβ(α+β)
(α−β)² = (α+β)²−4αβ
Cubic ax³+bx²+cx+d=0 (roots α,β,γ)
Σα = −b/a
Σαβ = c/a
αβγ = −d/a
Σα² = (Σα)²−2Σαβ
Σα³ = (Σα)³−3(Σα)(Σαβ)+3αβγ
Quartic ax⁴+bx³+cx²+dx+e=0
Σα = −b/a
Σαβ = c/a
Σαβγ = −d/a
αβγδ = e/a
Σα² = (Σα)²−2Σαβ
Useful Symmetric Identities
Σ(1/α) = Σαβ / αβγcubic
Σα²β = (Σα)(Σαβ)−3αβγ
Σα²β² = (Σαβ)²−2(Σα)(αβγ)
αβ+βγ+γα = Σαβ
Substitution Method
New roots y = f(x)
Find x = g(y)
Substitute into original
Simplify → equation in y
1/α: x = 1/y (×yⁿ)
kα: x = y/k
Newton's Identities (Cubic)
S₁ = p
S₂ = pS₁ − 2q
S₃ = pS₂ − qS₁ + 3r
Sₙ = pSₙ₋₁−qSₙ₋₂+rSₙ₋₃
p=Σα, q=Σαβ, r=αβγ
📋 Cambridge Exam Strategy — Roots of Polynomials
  • Write Vieta's formulae first, every time — even before reading what is asked. Label them p, q, r or use Σα notation.
  • For Σα², the identity (Σα)² = Σα² + 2Σαβ is the single most used result in this topic — commit it to memory.
  • For substitution, always express x in terms of y, not y in terms of x. Then substitute and clear fractions by multiplying through.
  • For reciprocal roots: the new equation's coefficients are the reverse of the original — a quick check.
  • For α² roots: after substituting x = √y, group terms with and without √y, then square once to eliminate the radical.
  • Always verify the new equation using Vieta's — the sum of the new roots should equal what you can compute from the old roots.
9231 P1 · Lesson 1.1 of 7